Compliance Assistant Manager / Manager

Description

Title Compliance Assistant Manager / Manager

Department Compliance Advisory

Location Singapore

Reports To Head of Compliance, South East Asia

Level 4 / 5

We’re proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this? By working together - and supporting each other - all over the world. So, join our Compliance Advisory team and feel like you are part of something bigger.

About the team

At Fidelity, we regard Integrity, Innovation, and Excellence as our core values. The Compliance Advisory team plays an important role in upholding the firm's core values while operating in a dynamic environment. Compliance Advisory works in close partnership with 1st line (Business, Investments and Support functions) as well as 2nd and 3rd line functions to ensure that all compliance and regulatory requirements are being adhered to. The team also partners with external stakeholders such as regulators and investment associations to influence and shape the regulatory landscape.

About the role

The individual will be an integral member of SEA Compliance Advisory, working closely with fellow team members and with members from the broader General Counsel functions to provide quality compliance advice to internal stakeholders. The individual will also perform regular compliance testing to ensure our business activities in the SEA region are adhering to Group Compliance policies and local regulatory rules.

The key responsibilities are as follows :

• Offering quality compliance and regulatory advice
• Reviewing marketing materials and providing advice on local advertising requirements
• Participating in new business projects / initiatives
• Keeping track of regulatory changes, responding to industry consultation papers, and engaging with impacted stakeholders
• Advising staff on local licensing requirements and handling licence applications
• Conducting training on key compliance policies and local regulatory requirements
• Liaising with Group Compliance Monitoring on thematic global / regional reviews
• Identifying areas of improvements / enhancement, and putting forward practical and effective solutions
• Ensuring the conduct of business complies with Group and local AML / CFT requirements

About you

Consideration will also be given to graduates with outstanding academic achievements and a strong record in co-curricular activities, reflecting their high potential and drive for excellence.

Feel rewarded

For starters, we’ll offer you a comprehensive benefits package. We’ll value your wellbeing and support your development. And we’ll be as flexible as we can about where and when you work – finding a balance that works for all of us. It’s all part of our commitment to making you feel motivated by the work you do and happy to be part of our team.