Senior Executive, Compliance

Roles & Responsibilities

Reporting to the Senior Manager in the Compliance & Information Security department, this role supports MSIG Asia’s regional compliance function to help our business units in Asia achieve MS&AD Group’s and MSIG Asia’s Compliance and Internal Control Program (ICP) objectives. This includes supporting in the execution of compliance programs and ICP, managing communications with business units, supporting the compliance functions of smaller entities, and contributing to digital transformation initiatives. Additionally, this role supports the Compliance Controller in driving awareness, enforcement, and monitoring of adherence to MS&AD Group’s and MSIG Asia’s compliance policies, regulations, and guidelines (PRGs), fostering a strong culture of ethics and compliance while enhancing the capabilities of compliance professionals across the region.

Key Responsibilities

• Develop, update, implement, and maintain compliance, fraud, Anti-Money Laundering and Combating the Financing of Terrorism (AML / CFT), and ICP PRGs, including annual compliance program and ICP
• Drive awareness of compliance and anti-fraud best practices by supporting in the creation and sharing of compliance training materials and quizzes, and conducting annual compliance trainings
• Assess, identify, and mitigate the risks identified through Compliance Risk Assessments (CRA) and Fraud Risk Assessments (FRA)
• Identify, develop, and promote best practices in compliance, fraud prevention, and internal controls across the region
• Review, monitor, and report on corrective and improvement measures related to Risk Treatment Plans, compliance audit findings and self-check issues, fraud / Dishonest and Unlawful Act (DUA), regulatory sanctions and fine incidents, AML / CFT / Sanction suspicious transactions, and ICP internal audit findings
• Coordinate and facilitate the review and update of regional PRGs, and report to the Board and Management.

Requirements

Tell employers what skills you have

Digital Transformation

Influencing Skills

compliance for SOX

Ensure compliance

Risk Management

Auditing

Audit Compliance

Internal Controls

finance & control and accountancy

Compliance

compliance policy

compliance issues

Fraud

Compliance Audits

Finance

sox compliance

Legal Compliance

Stakeholder Management

Audit