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Compliance Officer – Market Surveillance & Regulatory Compliance

Danos GroupSingapore

21 days ago

Job description

Responsibilities

Monitor Market Misconduct – Identify and investigate activities that could impact fair and transparent market operations.
Enhance Surveillance Frameworks – Review and improve trade surveillance policies, procedures, and investigations.
Analyse Trading Alerts – Monitor unusual transactions, escalate suspicious activities, and refine alert parameters.
Regulatory Coordination – Liaise with regulators and law enforcement on market misconduct matters.
Ensure Regulatory Adherence – Overseepliance with the Securities and Futures Act, including regulatory filings and breach assessments.
Strengthenpliance Culture – Implement policies and internal controls to foster a strongpliance framework.
Regulatory Relationship Management – Maintain effectivemunication with regulators, including the Monetary Authority of Singapore (MAS).

Requirements :

A degree from a reputable institution

At least 2 years of relevant experience in derivatives tradingpliance or surveillance; a background in law enforcement or investigations is an advantage

A team player with strong written, verbalmunication, and interpersonal skills, with proficiency in Chinese

Motivated individual who is able to work well in a fast pace environment

IT literacy and experience working with large datasets are preferred

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Compliance Officer • Singapore