Roles & Responsibilities
Job Summary
The Distribution Compliance Associate is responsible for ensuring the company’s distribution activities adhere to all regulatory requirements and internal policies. This role focuses on monitoring market conduct, investigating potential misconduct, and supporting compliance oversight across advisory and sales functions.
Key Responsibilities
Requirements
Company Reg No. : 201131609D | License No. : 24S2411 | Reg No : R1110891 | JL
Tell employers what skills you have
Sponsorship
Regulatory Compliance
Assurance
Compliance
Attention to Detail
Audits
Prevention
Internal Audit
Financial Advisory
Regulatory Requirements
Stakeholder Management
Audit
Financial Services
Compliance Associate • D01 Cecil, Marina, People’s Park, Raffles Place, SG