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Analyst / AVP, Corporate Compliance (CPDAP) - SMBC
Sumitomo Mitsui Banking CorporationSingapore18 days ago
Job descriptionDegree or equivalent, degree in law is a plus but not essential Good working knowledge of regulatory requirements and recent developments in banking / FI Good working knowledge of SFA / FAA and related regulatory requirements on licensing and regulated activities Meticulous, with good analytical and problem solving skills Hands on, practical and with a balanced mindset Able to work under pressure
Responsibilities
- Assist in overseeing the monitoring ofpliance matters of APAC offices as set out in the head office policies and local laws from time to time including covering the following areas :
- reviewing existing policies in light of new developments in laws, rules and regulations, maintaining and keeping bank'spliance manual up-to-date, follow up on implementation and otherpliance related duties assigned by Team Head
- monitoring and supervising thepliance framework of assigned APAC offices
- Keep up to date with international developments inpliance as well as changes to HO policies and rmend and monitor changes to each APAC office's policies
- Provide advice onpliance matters and requirements (other than legal matters)
- Review of presentation materials and matters relating topliance with SFA / FAA and Banking Actpliance
- On the job training of new joiners and assisting inpliance training for employees
2. Any other matters assigned by Team or Dept Head
Job Requirements :
Job ID 1214165501
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Corporate Compliance • Singapore