Talent.com
This job offer is not available in your country.
Regulatory and Financial Crime Compliance Executive

Regulatory and Financial Crime Compliance Executive

IFAST FINANCIAL PTE. LTD.D01 Cecil, Marina, People’s Park, Raffles Place, SG
3 days ago
Job description

Roles & Responsibilities

Responsibilities

  • Conduct reviews and assessments on targeted compliance issues, investigations, or potential problems, including those related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT)
  • Stay informed about developments and changes in regulations governing the capital market, financial advisory industry, and AML / CFT. Plan, develop, monitor, revise, and implement compliance initiatives in response to these changes
  • Prepare and submit various reports to regulators and authorities as required
  • Facilitate compliance-related training for staff and directors, including AML / CFT training, to promote a strong compliance culture within the company.
  • Implement and maintain robust frameworks for compliance reviews, including AML / CFT compliance reviews, to assess adherence to applicable rules and regulations.
  • Provide timely and accurate compliance advisory, including AML / CFT compliance guidance, to relevant stakeholders to ensure regulatory compliance.
  • Handle other compliance duties and ad-hoc projects as assigned.

Requirements :

  • Good degree in Accountancy, Business, Banking & Finance, or Law
  • Minimum 1-2 years of compliance experience in the capital market and financial advisory industry. Candidates without working experience are also encouraged to apply
  • Good understanding of regulations affecting business operations, which include but are not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA), Personal Data Protection Act (PDPA) and AML / CFT regulations
  • Good command of English and communication skills
  • Independent, driven, resourceful and meticulous
  • High sense of responsibility and integrity
  • Strong interpersonal and analytical skills
  • Able to cope with pressure and tight deadlines

    • Tell employers what skills you have

    Risk Assessment

    Regulatory Compliance

    Analytical Skills

    Risk Management

    Securities

    Investment Management

    Compliance

    Pressure

    Audits

    Communication Skills

    Banking

    Capital

    Financial Advisory

    Regulatory Requirements

    Audit

    Financial Services

    Create a job alert for this search

    Compliance Executive • D01 Cecil, Marina, People’s Park, Raffles Place, SG