Associate - Compliance, Policy & Regulatory

Responsibilities

In this role, you will be responsible for :

• Managing the regulatory relationships of Mizuho through pro-active regulatory engagement and maintaining a good working relationship with the regulators
• Managing all regulatory requests, inquiries and examinations by coordinating with internal stakeholders including senior management to address and respond to regulatory issues on a timely basis
• Keeping abreast of regulatory developments, managing regulatory consultations and overseeing regulatory change implementation
• Assisting in the formulation and / or review ofpliance framework, policies and procedures to ensure ongoingpliance with relevant laws and regulations
• Identifying and managingpliance and regulatory risks
• Conducting periodic internalpliance trainings andpliance risk assessments
• Assisting in ad-hoc regulatory projects

Job Requirements

Job ID 1781BR