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Senior Associate, Regulatory Compliance (Ongoing Compliance Services)

IQ-EQSingapura, Singapore

10 days ago

Job description

Job Description

Manage a portfolio of clients
Provide advisory and consultancy services to clients
Submit and / or review of regulatory filings and notifications
Liaise and correspond with MAS and auditors
Periodic compliance reporting to senior management or board of directors
Provide or review compliance manual
Provide or review compliance checklists, registers, and calendar
Prepare and review regulatory returns and forms
Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML / CFT CDD checks
Other ad-hoc duties as the need arise

Qualifications

Bachelor’s Degree in Business, Accounting, Law and any other relevant degrees

Experience in regulatory compliance or internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) will be an added advantage.

Meticulous and detailed-oriented

Excellent communication and interpersonal skills

Organised and self-disciplined;

A team player with strong oral, written, and interpersonal communication skill.

Junior candidate will be hired at Associate level

Additional Information

The shortlisted candidate will be working at One Raffles Quay office.

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

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Associate Compliance • Singapura, Singapore