Canvas Compliance Associate / Officer

What you ’ll do

We are seeking a Compliance Officer in Singapore to focus on supporting Canvas FRG, a primary research group within Point72. In this role, you will work closely with the US and UK Canvas Compliance team as we expand the team to Asia. Specifically, you will :

• Be the main point of contact for compliance related items for Canvas Research Analysts in Asia
• Chaperone consultant calls for Canvas Research Analysts and document accordingly
• Monitor and notate chaperoned calls in proprietary compliance management system, track consultants to ensure appropriate chaperone coverage
• Conduct on-boarding due diligence of new consultants to Canvas FRG, LLC and annual re-reviews
• Monitor communications between Canvas Research Analyst interactions with discretionary investment professionals
• Facilitate quarterly invoicing and payment with the Finance department in compliance with applicable data privacy law
• Participate in insider dealing / insider trading issues training for Canvas Research Analysts
• Brainstorm and implement ideas for enhancing compliance oversight improvement and more efficient processes
• Monitor and stay current on applicable regional laws, regulatory initiatives, and case law in Asia jurisdictions
• Recommend and draft enhancements to existing policies and procedures

What’s required

We take care of our people

We invest in our people, their careers, their health, and their well-being. When you work here, we provide :

About Point72

Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. t .