Compliance Executive - D01 Cecil, Marina, People’s Park, Raffles Place, SG

Roles & Responsibilities

[Your Next Opportunity]

Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due diligence, and supporting the implementation of best practices across internal teams.

This hands-on role offers exceptional career growth in the field of trust and fiduciary compliance.

[Your Role & Responsibilities]

• Conduct customer due diligence (CDD) checks for onboarding process and perform periodic CDD reviews.
• Provide first-level operational guidance to business teams on compliance, anti-money laundering matters.
• Conduct screening and searches as part of ongoing monitoring process.
• Assist with the preparation and submission of FATCA and CRS reporting.
• Assist with preparation and filing of suspicious transaction reports.
• Assist with review and update of relevant internal policies and procedures to ensure compliance with changes in regulatory requirements.
• Assist with conduct of compliance reviews and follow-ups on audit findings.
• Provide support to the head of department in ad-hoc projects and responsibilities assigned.

[What We Are Looking For]

[Education]

[Skills & Experience]

[Traits]

[What We Offer]

We regret to inform you that only shortlisted candidates will be notified.

Tell employers what skills you have

Corporate Governance

Due Diligence

Risk Assessment

Regulatory Compliance

Interpersonal Skills

ISO

Risk Management

Compliance

AML

Team Player

Regulatory Requirements

KYC

Screening

Audit