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Compliance Officer | Perm
GMP TECHNOLOGIES (S) PTE LTDD01 Cecil, Marina, People’s Park, Raffles Place, SG5 days ago
Job descriptionBachelor's degree in Business or related fields Min 2 years of experience in compliance-related roles within financial services or insurance industry Familiar with the Financial Advisers Act (FAA), Insurance Act, MAS Notices / Guidelines, or Balanced Scorecard (BSC) framework is a strong advantage This Singapore-based position is opened to Singaporeans only.
Roles & Responsibilities
Responsibilities :
- Conduct due diligence on clients, prospects, and referral partners prior to onboarding.
- Perform ongoing monitoring of existing clients to ensure compliance with regulatory and internal standards.
- Support the implementation and enhancement of the company’s compliance policies and framework.
- Carry out post-transaction reviews for compliance with regulations and balanced scorecard criteria.
- Track CPD hours and maintain licensing records for representatives.
- Prepare compliance reports for management and regulatory bodies.
- Assess and maintain records of Outsourced Service Providers in line with outsourcing guidelines.
- Handle day-to-day compliance queries from internal teams and provide advisory support.
Requirements
Email : nurul.amirah@gmprecruit.com
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence : 11C3793 | Nurul Amirah | Registration No : R22108940
Tell employers what skills you have
Licensing
Microsoft Excel
Due Diligence
Outsourcing
Private Banking
Adaptability
Compliance
Microsoft Word
Regulatory Requirements
Screening
Financial Services
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Compliance Officer • D01 Cecil, Marina, People’s Park, Raffles Place, SG