Fund Management Compliance

Roles & Responsibilities

Key Responsibilities

Regulatory Compliance & Monitoring

• Ensure ongoing compliance with Securities and Futures Act (SFA), Financial Advisers Act (FAA), and MAS notices / guidelines.
• Conduct daily and periodic trade surveillance, monitoring for market abuse, insider trading, or other regulatory breaches.
• Oversee adherence to position limits, short-selling rules, and other exchange-specific requirements.
• Prepare and submit regulatory filings, including AML / CFT returns and MAS surveys.

Policies, Procedures & Training

Risk Assessment & Controls

AML / CFT Oversight

Advisory & Business Partnership

Qualifications & Experience

If you're interested in this opportunity, please send your CV to

Regrettably, only shortlisted candidates will be notified.Please note that data provided is for recruitment purposes only.

Business Registration No. : R | License. No. - 20S0118 | EA Registration No. - R

Tell employers what skills you have

Due Diligence

Risk Assessment

Regulatory Compliance

Quant Fund

Securities

Internal Controls

Surveillance

Accounting

Compliance

Portfolio Management

Hedge Funds

Screening

Surveys