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Compliance Officer - D01 Cecil, Marina, People’s Park, Raffles Place, SG

CAPBRIDGE PTE. LTD.D01 Cecil, Marina, People’s Park, Raffles Place, SG

18 hours ago

Job description

Roles & Responsibilities

About CapBridge

CapBridge, a member of FOMO Group, is a leading digital investment platform headquartered in Singapore. As a Capital Markets Services licensee, CapBridge is regulated by the Monetary Authority of Singapore (MAS) to offer top-tier funds, digital asset funds, stocks, bonds, equities, and arrange life insurance products. It provides mass affluent, HNWIs, and institutional clients with seamless access to both private and public markets, meeting clients' diverse asset allocation needs.

For more information, please visit www.capbridge.sg . For media inquiries, please contact media@capbridge.sg .

Key Responsibilities :

Perform gap analysis on new / updated regulations which are applicable to CapBridge and 1X
Drafting & Implementation of Compliance procedures
Licensing of representatives, including monitoring of employee dealing activities and related party transactions
Conduct KTT / KYC for customers, counterparties and issuers during onboarding
Conduct periodic reviews (including trigger reviews) on customers
Clearing of name screening alerts for customers
Monitoring of dormant accounts
Assist HOC in implementing the sales and digital advisory process to cater to retail clients
Assist HOC in performing the EWRA in conjunction with Operational Risk Management
Escalating compliance issues to HOC following results of Compliance reviews
Assist HOC in Group related alignment IT projects, including participating in UAT
Assist HOC in collating information needed for reporting and audit purposes
Collaborate with the Group business units to foster a positive compliance and governance culture through effective compliance awareness, engagement, advisory and monitoring programs

Requirements :

Diploma / Degree in Accountancy, Finance or Business or other relevant qualification

Minimum 3-5 years of Capital Markets / Insurance / Trust / Private Market / Real World Assets (RWAs) experience in the Financial industry

Able to perform due diligence during onboarding with experience in conducting KYC with good understanding on SOW / SOF

Good understanding of MAS’ AML / CFT regulatory requirements

Proactive and problem-solver who is creative, with ability to adapt and improvise accordingly

Meticulous and sensitive in handling clients’ information

Ability to work effectively under pressure in a team environment

Excellent interpersonal and communication skills (Candidate is expected to collaborate with different Business Teams)

Diligent and firm with high ethical standards

Tell employers what skills you have

Licensing

UAT

Asset Allocation

Due Diligence

Operational Risk Management

Capital Markets

Compliance

Pressure

Life Insurance

Bonds

AML

Regulatory Requirements

KYC

Screening

Audit

Equities

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Compliance Officer • D01 Cecil, Marina, People’s Park, Raffles Place, SG