Compliance Officer
TrulyyySingapore, SG.01, Singapore4 days ago
Job descriptionBachelor's degree in Law, Finance, Accounting, Business or related discipline. 2–7 years experience in compliance within MAS-regulated firms, ideally in asset management, hedge funds, or proprietary trading. Strong understanding of MAS rules including SFA, FAA, and AML / CFT requirements; exposure to quant / algorithmic trading is a plus. Strong communication skills with ability to liaise with English- and Mandarin-speaking stakeholders. Analytical, detail-oriented, proactive, and tech-savvy; experience with compliance systems, Bloomberg, Python / SQL is advantageous. Ability to communicate in Mandarin is required as the role involves operational interaction with Mandarin-speaking teams and external parties based in China
We are representing a technology-driven investment firm operating in a regulated financial environment. The team combines institutional-grade trading discipline with cutting-edge technology and is looking for a Compliance Officer to strengthen its governance and regulatory framework in Singapore.
Key Responsibilities
- Ensure ongoing regulatory compliance with MAS requirements, including SFA / FAA rules, surveillance, and periodic filings.
- Monitor trading activity and market conduct, including daily surveillance for market abuse, insider risks, and trading rule breaches.
- Maintain compliance policies and manuals; support compliance training and internal control reviews.
- Conduct AML / CFT onboarding checks, sanctions screening, ongoing KYC reviews, and support STR investigations.
- Perform compliance risk assessments, test controls, and manage registers (PA dealing, gifts & entertainment).
- Provide compliance advisory support on new products and initiatives; review marketing and client communications
Requirements & Qualifications
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Compliance Officer • Singapore, SG.01, Singapore