Compliance Officer

Roles & Responsibilities

About Tradition

Tradition is one of the world’s largest interdealer brokers in over-the-counter financial and commodity products. We are the interdealer broking arm of Compagnie Financière Tradition, listed on the Swiss stock exchange and represented in more than 30 countries worldwide. Learn more at www.tradition.com.

About the Role

We are seeking a motivated Compliance Officer to join our Singapore office as part of the Singapore team. Reporting to the Singapore Compliance Manager and working with the APC regional team, you will play a key role in ensuring the business operates in full compliance with regulatory and internal standards. This is a hands-on role suited to someone who thrives in a fast-paced financial markets environment.

Key Responsibilities

• Manage day-to-day compliance operations including client & vendor onboarding, trade & communication surveillance, regulatory reporting, and staff queries.
• Monitor and assess regulatory developments affecting the business and advise management on potential impacts.
• Support engagement with regulators, exchanges, and affiliated companies on compliance matters.
• Deliver compliance training to employees, including induction for new joiners and periodic refresher sessions.
• Participate in annual risk assessments, maintain control documentation, and ensure policies and procedures are up to date.
• Promote a strong compliance culture by working closely with front-office and support teams.

Requirement

Tell employers what skills you have

Commodity

Microsoft Office

Due Diligence

Regulatory Compliance

Surveillance

Compliance

Communication Skills

Banking

AML

Team Player

Regulatory Requirements

KYC

Audit

Financial Services

Able To Work Independently