Associate Director, WM Compliance, Singapore

Royal Bank of Canada (Asia) LimitedSingapore, Singapore, Singapore

3 days ago

Job description

Overview

Associate Director, Wealth Management Singapore Advisory Compliance. Assist the Head of Wealth Management Compliance Asia and Singapore (Head of Compliance) in respect of compliance and regulatory issues to support Wealth Management Singapore (WM SG) business, ensuring that the WM SG business is equipped to meet all relevant regulatory requirements that impact it. This includes the WM SG business housed in RBC Singapore branch and RBC Trust Company (Singapore) Limited. Support WM SG business management and SG Compliance staff in embedding compliance and a compliance culture. Collaborate with the Head of Compliance on the development and implementation of compliance policies and procedures for WM SG, and align these across WM Asia where required; contribute to Asia-wide policies / procedures as needed.

Responsibilities

Keep abreast of regulatory changes, developments and trends in banking, securities, financial advisory and trust business; assess impact on WM SG and advise on required procedural changes.
Work with WM SG leadership to embed compliance management into the WM SG business culture.
Develop, advise, draft, review and update compliance policies and procedures for WM SG and assist in aligning across WM Asia as required.
Manage regulatory relationships for WM SG where required; ensure timely and accurate regulatory notifications; oversee responses to regulatory inquiries and consultations; liaise with regulators on routine inquiries; facilitate regulatory inspections; provide compliance support for external and internal audits; ensure escalation and resolution of WM-related regulatory / compliance issues.

Qualifications

Must have university degree and appropriate designation as a compliance professional; other professional designations in areas such as accountancy, law, risk management, internal audit, or regulatory bodies are acceptable.

At least 10 years of compliance-related experience in the financial industry, preferably with a minimum of 7 years in private banking / wealth management compliance.

Experience dealing directly with regulators and auditors; strong understanding of SG / MAS rules and regulations; preferably private banking focus.

Strong technical expertise in local banking, securities & futures, and financial advisory services regulations; understanding of compliance and risk principles in a private banking / wealth management environment.

Strategic thinking and solution orientation with accountability, pro-active leadership, initiative, and teamwork across units.

Strong attention to detail, analytical and problem-solving skills; strong communication with business partners, stakeholders, auditors and regulators.

Nice-to-have : Compliance diploma or other equivalent qualification.

What is in it for you?

We thrive on the challenge to be our best—progressive thinking to keep growing and working together to deliver trusted advice to help clients thrive and communities prosper. We care about each other, reaching potential, making a difference to communities, and achieving mutual success.

A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.

Leaders who support your development through coaching and managing opportunities.

Opportunities to work with the best in the field and make a lasting impact.

Dynamic, collaborative, progressive, and high-performing team environment.

Additional Information

Location : 8 Marina View, #26-01 Asia Square Tower 1, Singapore. Work hours : 40 per week. Employment Type : Full time. Platform : Chief Legal & Admin Office Group. Job Type : Regular. Pay Type : Salaried. Posted Date : 2025-11-04. Application Deadline : 2025-12-03.

RBC is an equal opportunity employer. We believe an inclusive workplace with diverse perspectives is core to our growth. Agencies note : RBC Group does not accept agency résumés and does not pay fees to agencies for unsolicited résumés.

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Compliance Compliance • Singapore, Singapore, Singapore