Compliance Officer

Roles & Responsibilities

Support the compliance function with a focus on AML and transaction monitoring. This role ensures adherence to local regulatory requirements and internal risk management policies, while providing guidance to internal teams and clients.

Key Responsibilities

• Conduct AML checks, client due diligence, and ongoing transaction monitoring.
• Verify client data and documentation; ensure compliance with regulatory and internal standards.
• Identify, investigate, and escalate unusual or suspicious activities.
• Manage compliance case load, tracking reviews and follow-ups to completion.
• Liaise with internal teams (e.g., Sales, Product, Legal) to resolve compliance or documentation queries.
• Maintain compliance inbox and respond to stakeholder queries in a timely manner.
• Support senior compliance leadership in audits, reviews, and regulatory reporting.
• Contribute to process improvements to strengthen compliance controls and efficiency.

Requirements

EA License : 23S1921

EA Reg ID : R2198337

Tell employers what skills you have

Leadership

Microsoft Excel

Due Diligence

Risk Assessment

Regulatory Compliance

Interpersonal Skills

Risk Management

Compliance

Audits

Banking

Regulatory Requirements

Screening

Audit

Financial Services