Senior Compliance Manager - Fund Management - D01 Cecil, Marina, People’s Park, Raffles Place, SG

Roles & Responsibilities

My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to our customers. We are seeking a Senior Compliance Manager to join a dynamic team and play a key role in maintaining our high standards of regulatory compliance.

The Role :

As a Senior Compliance Manager, you will be responsible for managing and enhancing the compliance program in Singapore, ensuring adherence to local regulations and internal policies. You will serve as the primary point of contact with regulatory bodies, manage regulatory reporting, and proactively communicate product changes and potential risks. You will also collaborate with cross-functional teams to develop and implement effective compliance controls.

Key Responsibilities :

• Serve as the primary liaison with regulatory authorities, managing inquiries, reporting, and examinations.
• Maintain and enhance the compliance framework, policies, and procedures to ensure alignment with regulatory requirements.
• Conduct risk assessments and develop systems to track and monitor regulatory risks and compliance.
• Educate internal teams on regulatory requirements and empower them to build risk-based processes.
• Scrutinize and test compliance programs, providing constructive feedback and driving resolutions.
• Work with global product and operational teams to ensure consistent compliance practices.
• Advise on compliance-related matters for new products and initiatives.

Qualifications :

If you're interested in this role, click ‘apply now’

If this job isn't quite right for you but you are looking for a new position, please contact us @ + 65 6645 4540 for a confidential discussion on your career.

License No : 11C3510 / EA Reg ID : R2198337

Tell employers what skills you have

External Audit

Risk Assessment

Regulatory Compliance

Analytical Skills

Ability To Work Independently

Risk Management

Auditing

Compliance

Audits

AML

Regulatory Requirements

Data Analytics

Audit

Financial Services

Able To Work Independently