AML (KYC / CDD) Compliance Officer

Roles and Responsibilities

• Engage customer-facing Departments / Business Units on their onboarding, periodic, triggered KYC / CDD reviews of their customers i.e. from Retail Banking (Individuals and Entities), Corporate Banking including Loan Syndication, Financial Institutions, Custodian Services and Priority Banking / Wealth Management (High Net Worth).
• Act as KYC / CDD Checker and independently review and assess Makers’ (from Business Units) submissions of onboarding, periodic and triggered KYC / CDD reviews, against the Branch AML Policy & Procedure (P&P) requirements and provide approval / concurrence.
• Advise and provide guidance to Maker in adhering to the Branch AML P&P requirements.
• Monitor the Departments’ onboarding / periodic / triggered KYC / CDD reviews status and report to AML Supervisor, Department Head and Branch Management.
• Monitor Departments’ AML compliance standards and elevate to AML Supervisor and Department Head on any identified issue(s).
• Conduct relevant Monitoring and Testing in AML areas, in accordance with Annual Branch Compliance Testing / Monitoring Policy and Plan.
• Upload names and clear triggered hits in AML screening systems.
• Maintain the internal Branch Watchlists in various AML screening systems.
• Draft STR filing, where required, and seek internal approval.
• Any other matters as assigned by AML Supervisor and Department Head.

Pre-requisite Requirements

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