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Compliance Associate
Compliance AssociateHelius • Singapore, SG
Compliance Associate

Compliance Associate

Helius • Singapore, SG
30+ days ago
Job description

The Compliance Associate is responsible in performing internal audit and produce audit report based on guidelines and procedures, develop compliance policies, provide support to Business Units in order to maintain internal control framework.

Job Responsibilities:

  • Assist and support in audit testing, identify internal control issues/exceptions, report, follow up and verification of issue closure.
  • Coordinate, gather and prepare guidelines and procedures if needed to meet audit requirements.
  • Develop and maintain compliance policies and procedure to meet regulatory and company requirements.
  • Liaise and provide assistance on regulatory requirements to managers and Business Units within the organisation to meet client's needs and expectation.
  • Support and conduct compliance investigation and propose remedial measures in order to improve process.
  • Provide support to maintain internal control framework within the organisation.
  • Assist managers in the assessment of project risk and controls to maximize process efficiencies.
  • Compliance Associate will be reporting directly to Compliance Manager.

Job Requirements:

  • Candidate must possess at least a Bachelor's Degree in Business Studies / Finance / Banking / Risk or Legal.
  • At least 2 year(s) of working experience in Internal Control / Compliance / Audit / Legal or similar functions.
  • Knowledge of UK and IOM Regulations will be great advantage.
  • Good English communication skills.
  • Great attention to process, flowchart and document details.
  • Able to develop policies and procedures.
  • Analytical, critical and independent thinking skills.
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Compliance Associate • Singapore, SG

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