Intern, Compliance

Roles & Responsibilities

ARE YOU SEEKING FOR GROWTH YET YOU WANT A FULFILLING CAREER?

Be ready to embark on a journey which offers you an exciting opportunity!

HERE’S A SHORT INTRO OF WHO WE ARE

Since 2005, finexis has been more than just a financial services provider – we are lifelong confidantes, guiding clients through every stage of their financial journey. As the largest and fastest growing independently-owned financial advisory firm in Singapore, we are proud to have over 900 consultants and staff, $1 billion in assets under advisory, and strategic partnerships, that establish us as a market leader in personalised financial services.

We deliver tailored financial solutions in wealth management, investment planning, and risk management, all driven by our mission to impact lives beyond finance.

WHAT TO EXPECT

You will gain a rewarding learning experience that will allow you to be attached to either the AML or Market Conduct team, whereby you will be exposed to tasks such as screening, investigations, and reviews. Your direct report will be to a designated officer.

WHAT YOU’LL DO

• Screening
• Understanding of regulations
• Submission Reviews and Periodic Reviews
• Assisting in investigations
• Assisting in Risk Matrix, Marketing Clearance
• Preparation of Training Materials

WHO YOU ARE

Tell employers what skills you have

Microsoft Office

Microsoft Excel

Technical Writing

Risk Management

PowerPoint

Pressure

Attention to Details

Audits

Fraud

AML

Excel

Prevention

Team Player

Articulate

Regulatory Requirements

Screening

Strategic Partnerships