Compliance Manager (Operational Risk Management)

Job Description

Maintenance and on-going review of

Branch wide operational risk management,internal control, and

delegation of authority management policies, procedures, standards,

guidelines, methodology and related work plans;

Monitor the bank-wide operational risks as the second

line of defences via Key Risk Indicators (KRI), Risk and Control

Assessment (RACA), Operational Risk Event (ORE) and Loss Data

Collection (LDC), including analyzing, measuring, and assessing the

results derived from the operational risk systems, seting up the

related monitoring models and parameters and conducting review in a

timely manner;

Guide the various departments

to identify, assess and mitigate the operational risks via KRI,

RACA, ORE and LDC;

Provide guidance and

review for interpreting and implementing relevant requirements on

internal and external fraud risk management, monitor trends in

external fraud incidents, analyze data and report to management and

MAS as required.

Review and investigate on the

internal controls alerts generated by the ORM system.

Prepare operational risk management related reports and

data analysis for regulatory and / or management

reporting.

Other BAU work : Branch wide

• training, ORM Advisory, Head Office and MAS reporting;

and

Any other matters as instructed by

Supervisor(s) / Line Manager(s).

Job Requirements

At least 3 years of Compliance / Operational Risk

Management related working experience.

Professional Certification would be

advantageous.

Familiar and possess in-depth

understanding of the Operational Risk Management / Internal

Controls / Compliance MAS requirements on relevant incident

reporting, notices, guidelines in banking industry. Familiar with

banking products.

Able to work independently

and work effectively with various stakeholders. Strong attention to

detail, analytical, and possess statistical skills. Dedicated and

excellent multitasking skills. Excellent team work.

Good written and spoken communication

skills