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Compliance Specialist (Financial Institutions, Transaction Monitoring, Trade Surveillance)

Compliance Specialist (Financial Institutions, Transaction Monitoring, Trade Surveillance)

TRUST RECRUIT PTE. LTD.D02 Anson, Tanjong Pagar, SG
5 days ago
Job description

Roles & Responsibilities

Job Responsibilities

  • Investigate and assess transaction monitoring alerts, collaborating with relevant departments to evaluate and resolve potential issues. Ensure all findings and conclusions from reviews and investigations are accurately documented.
  • Conduct trade surveillance across multiple asset classes, including equities, derivatives, and cryptocurrency transactions, ensuring thorough documentation of all outcomes.
  • Assist in the design and enhancement of surveillance systems, working closely with the product team to ensure systems operate as intended.
  • Stay updated on regulatory changes that may impact surveillance programs and continuously seek improvements to maintain program relevance and compliance.
  • Develop and maintain compliance policies and procedures, ensuring alignment with local laws and regulations.
  • Promote effective collaboration across departments, acting as a liaison between compliance and other teams, including legal and risk management, to address compliance concerns and implement corrective actions.
  • Respond to regulatory inquiries from authorities and upstream providers in a timely and professional manner.

Job Requirements :

  • Degree, diploma, or equivalent qualification in Business, Finance, or a related field.
  • Minimum of 2–3 years of experience in compliance or related roles.
  • Strong analytical and problem-solving abilities.
  • Capable of performing under pressure and meeting tight deadlines without compromising accuracy.
  • Proactive, dependable team player with the ability to work independently.
  • Professional compliance certifications (e.g., CAMS, ICA Diploma) are preferred.

    • HOW TO APPLY :

    Interested applicants, please click on “ Apply Now ”. We regret only shortlisted candidates will be notified.

    Important Note : Trust Recruit Pte Ltd is committed to safeguarding your personal data in accordance with the Personal Data Protection Act (PDPA).

    Please read our privacy statement on our corporate website www.trustrecruit.com.sg.

    Trust Recruit Pte Ltd

    EA License No : 19C9950

    EA Personnel : Khor Khang Qin

    EA Personnel Reg No : R22109669

    Tell employers what skills you have

    Derivatives

    Ability To Work Independently

    Upstream

    Risk Management

    Surveillance

    Compliance

    Pressure

    Team Player

    Cryptocurrency

    Equities

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    Compliance Specialist • D02 Anson, Tanjong Pagar, SG