Compliance Officer

Roles & Responsibilities

Compliance Officer

Sunova Capital is a MAS-licensed fund management company based in Singapore, established in 2017. The firm specializes in EAM asset allocation, fixed income, private equity, structured products, and family office advisory. Backed by an experienced team, Sunova delivers tailored portfolio solutions aligned with client objectives, under strong regulatory and risk management standards.

Responsibilities

• Liaise with regulators on regulatory requirements and compliance filing
• Manage and update the firm’s compliance policies and framework
• Work with other teams on KYC/AML review on investors, CRS/FATCA filing
• Keep track of new regulatory development and provide updates to the firm
• Identify any potential compliance issues and provide solutions to the business
• Update and advise the management on compliance issue and ensure the firm is in line with the regulatory standard and requirements
• Provide compliance training and updates to the firm’s employees
• Participate in compliance projects, internal audit, when necessary

Skills / experience requirements

• At least three years of Compliance experience in Fund / Asset Management industry
• Bachelor’s degree or other tertiary qualification, preferably with a relevant compliance certification.
• Strong understanding of regulatory framework
• Good communication and presentation skills
• Highly organized with ability to manage multiple priorities under tight deadlines.

What to do next?

Please attach your resume together with our completed job application form, available at the link below:

https://sunova.sg/wp-content/uploads/2025/12/Sunova-Job-Application-Form-2025.pdf

Tell employers what skills you have

Asset Management
Asset Allocation
Due Diligence
Regulatory Compliance
Private Equity
Risk Management
Compliance
Banking
AML
Capital
Fixed Income
Regulatory Requirements
KYC
Screening
Audit
Financial Services