Private Wealth Business Compliance (Bank) #BSQ

Roles & Responsibilities

Job Description :

• Analyse and identify gaps and risks in the existing KYC and Source of Wealth (SoW) information.
• Review client’s profile during periodic review to ensure conformity to internal and regulatory requirements on AML / CFT / CDD standards, producing client risk assessments, due diligence analysis and assigning an appropriate risk rating.
• Accurately identify gaps in client's source of wealth and assess the plausibility with the Bank’s expectations.
• Liaise with relationship managers for deficiencies of KYC information and obtain corroboration documentation.
• Ensure name screening alerts are handled according to Bank guidelines and procedures.
• Ability to work with minimal supervision, oversight and with cross region teams.

Requirements :

How to Apply :

Interested applicants, please email your resume to Shaunquek@recruitexpress.com.sg

Kindly note that only shortlisted candidates will be contacted.

Shaun Quek Yew Meng

CEI No : R1660732

Recruit Express Pte Ltd

EA Licence No : 99C4599

Tell employers what skills you have

due diligence analysis

MAS500

Due Diligence

Liaise with business

Ensure compliance

Private Wealth Management

Identifying risks

client reviews

Compliance

Liaise with client

Banking

AML

Team Player

KYC

Able To Work Independently