Talent.com
This job offer is not available in your country.
6 Months Securities Settlement Officer (Banking) #EEF - RECRUIT EXPRESS PTE LTD

6 Months Securities Settlement Officer (Banking) #EEF - RECRUIT EXPRESS PTE LTD

RECRUIT EXPRESS PTE LTDD09 Cairnhill, Orchard, River Valley, SG
7 days ago
Job description

Roles & Responsibilities

Pre-processing check for all transfers and co-ordinate Portfolio Transfers

  • Ensure all relevant approval is obtained and instruction provided by Business adheres to client’s signing mandate and procedure
  • For transfers of portfolio, co-ordinate with various teams to ensure smooth transition of client assets as well as Portfolio transfers via Letter of Undertaking
  • Escalate any deviation to procedure

Securities Transfers

  • Close liaison and coordination with various parties including Front Office, internal departments, custodians and counterparties
  • Proficient in managing daily request for security transfer from initiation of request to completion
  • Timely and accurate processing of security transfer request
  • Effective management and resolution of failed transfers
  • Adherence to procedures, control guidelines, market regulation and compliance framework
  • Provide seamless, efficient and value added services to front office

    • Control

  • Effective management of stock and cash breaks
  • Perform end of day control checks
  • Ensure any exception handling is as per exception handling framework

    • Query Management

  • Ensure all queries from Business is resolved within expected timeframe or escalated to the correct parties

    • Change Management

  • Identify control gaps and work with team to review process efficiency and deliver improvements
  • Participate in projects as and when required

    • Elsa Fontanne (CEI No. R24124496)

    Email Address : elsa@recruitexpress.com.sg

    Recruitment Consultant

    Recruit Express Pte Ltd / EA Licence No : 99C4599

    We regret only shortlisted candidates will be contacted

    Tell employers what skills you have

    Front Office

    Securities Investment

    Change Management

    Securities

    Compliance

    Securities Offerings

    Securities Regulation

    Securities Lending

    Securities Litigation

    Securities Law

    Create a job alert for this search

    Settlement Officer • D09 Cairnhill, Orchard, River Valley, SG