Roles & Responsibilities
Regulatory Compliance Manager
Job Description
- Provide regulatory advisory on MAS’ requirements.
- Perform gap analysis on new / revised MAS’ requirements.
- Maintain and review policies / procedures managed by Compliance team.
- Review marketing materials from a regulatory perspective.
- Review policies / procedures submitted by other teams.
- Design and perform compliance review.
- Assign and maintain training records.
- Prepare periodic compliance reports to Head Office.
- Disseminate MAS’ update to Management and relevant teams.
- Participate or support regulatory or business projects involving Compliance team.
- Ad hoc tasks as assigned by Team Head.
Requirement
Minimum 5 years of relevant regulatory compliance experience within a Banking environmentComprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus).Well versed in Banking Act, Securities and Futures Act (SFA) and Financial Advisers Act (FAA) advisoryExcellent communication and presentation skillsReady to make an impact? We’d love to hear from you! Apply today by sending your resume to apply81@talentvis.com or click apply now!
We regret to inform that only shortlisted candidates would be notifiedTalentvis Singapore Pte Ltd | EA License No : 04C3537
EA Personnel Name : Sherwin Wong | EA Personnel No : R1770151
Tell employers what skills you have
Excellent Communication Skills
Licensing
Risk Assessment
Regulatory Compliance
Outsourcing
Private Banking
Risk Management
Securities
Investment Management
Compliance
Banking
Presentation Skills
Regulatory Requirements
Financial Services