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Regulatory Compliance Manager

Regulatory Compliance Manager

TALENTVIS SINGAPORE PTE. LTD.Islandwide, SG
9 days ago
Job description

Roles & Responsibilities

Regulatory Compliance Manager

Job Description

  • Provide regulatory advisory on MAS’ requirements.
  • Perform gap analysis on new / revised MAS’ requirements.
  • Maintain and review policies / procedures managed by Compliance team.
  • Review marketing materials from a regulatory perspective.
  • Review policies / procedures submitted by other teams.
  • Design and perform compliance review.
  • Assign and maintain training records.
  • Prepare periodic compliance reports to Head Office.
  • Disseminate MAS’ update to Management and relevant teams.
  • Participate or support regulatory or business projects involving Compliance team.
  • Ad hoc tasks as assigned by Team Head.

Requirement

  • Minimum 5 years of relevant regulatory compliance experience within a Banking environment
  • Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus).
  • Well versed in Banking Act, Securities and Futures Act (SFA) and Financial Advisers Act (FAA) advisory
  • Excellent communication and presentation skills
  • Ready to make an impact? We’d love to hear from you! Apply today by sending your resume to apply81@talentvis.com or click apply now!

  • We regret to inform that only shortlisted candidates would be notified
  • Talentvis Singapore Pte Ltd | EA License No : 04C3537

    EA Personnel Name : Sherwin Wong | EA Personnel No : R1770151

    Tell employers what skills you have

    Excellent Communication Skills

    Licensing

    Risk Assessment

    Regulatory Compliance

    Outsourcing

    Private Banking

    Risk Management

    Securities

    Investment Management

    Compliance

    Banking

    Presentation Skills

    Regulatory Requirements

    Financial Services

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    Compliance Manager • Islandwide, SG