Fund Management Compliance

Roles & Responsibilities

Key Responsibilities

Regulatory Compliance & Monitoring

• Ensure ongoing compliance with Securities and Futures Act (SFA) , Financial Advisers Act (FAA) , and MAS notices / guidelines.
• Conduct daily and periodic trade surveillance , monitoring for market abuse, insider trading, or other regulatory breaches.
• Oversee adherence to position limits, short-selling rules , and other exchange-specific requirements.
• Prepare and submit regulatory filings, including AML / CFT returns and MAS surveys .

Policies, Procedures & Training

Risk Assessment & Controls

AML / CFT Oversight

Advisory & Business Partnership

Qualifications & Experience

If you’re interested in this opportunity, please send your CV to roxyzhou@trulyyy.com

Regrettably, only shortlisted candidates will be notified.Please note that data provided is for recruitment purposes only.

Business Registration No. : 202004228R | License. No. - 20S0118 | EA Registration No. - R22104027

Tell employers what skills you have

Due Diligence

Risk Assessment

Regulatory Compliance

Quant Fund

Securities

Internal Controls

Surveillance

Accounting

Compliance

Portfolio Management

Hedge Funds

Screening

Surveys