Roles & Responsibilities
Professional Investment Advisory Services Pte Ltd (“PIAS”) has one of the largest, most respected and fastest growing network of financial advisers in Singapore. PIAS is wholly owned by Singapore Life Ltd (“Singlife”). Established in 2001 and licensed by the Monetary Authority of Singapore, PIAS is a multi-award winning financial advisory firm in Singapore and offers a diversified suite of financial services and solutions with a personalized approach.
General Description :
Assist the Market Conduct Lead in managing market conduct risk.
Key Accountabilities :
Compliant Handling Resolution :
AML & CFT Compliance
Review and assess daily name screening alerts, to determine next course of action e.g. for closure / further escalation / obtain approvals etc.
Other Ad-hoc Duties :
Requirement
If you find yourself able to demonstrate the criteria above, apply with us now. We look forward to your application.
Tell employers what skills you have
Licensing
Investment Advisory
Remediation
Investigation
Administration
Audits
Fraud
Financial Advisory
Screening
Directing
Audit
Financial Services
Executive • D01 Cecil, Marina, People’s Park, Raffles Place, SG