Compliance Officer

Roles & Responsibilities

Responsibilities

• Conduct periodic checks on KYC reviews, identify deficiencies in KYC documentation and monitor follow-up actions.
• Manage enquiries from Business and provide guidance on KYC processes, including customer risk assessment, name screening, PEPs, adverse news and enhanced due diligence measures.
• Assess users’ feedback and liaise with vendor to address KYC system issues
• Monitor changes in regulatory requirements (ACRA, HKCR and PDPC), industry trends and update procedures.
• Draft compliance memos to communicate key changes in internal processes
• Work with Business and other Compliance team members to conduct gap analysis, improve internal processes and monitor action plans.
• Perform regular review of customer’s activities, including share transfers and payments.
• Investigate escalations from Business and draft the Suspicious Transactions Report.

Requirements

Qualified candidates are invited to submit their applications in (MS Word) format to

to Shaun Quek Yew Meng R1660732

shaunquek@recruitexpress.com.sg

Recruit Express Pte Ltd

EA Licence No : 99C4599

Only shortlisted applicants will be notified.

Tell employers what skills you have

Microsoft Excel

Due Diligence

Risk Assessment

Regulatory Compliance

Interpersonal Skills

Investigation

Securities

MS Word

Compliance

Banking

AML

Regulatory Requirements

KYC

Screening

Audit

Financial Services