Senior / AML Analyst (Stockbroking / Securities Industry)

Roles & Responsibilities

Responsibilities

• Handle KYC processes for client onboarding and periodic reviews.
• Review and draft Source of Wealth (SOW) and corroborate Source of Wealth (SOW) / Source of Funds (SOF).
• Work with internal teams and compliance to complete client due diligence (CDD).
• Perform AML risk assessments on new and existing accounts.
• Check supporting documents (e.g., tax forms, financial records) for accuracy and compliance.
• Keep updated on AML / CFT regulations and ensure policies meet requirements.
• Maintain consistent workflows and adherence to internal procedures.
• Support audits, reports, and other compliance-related tasks.

Requirements

Please submit your updated resume in Word format by using the Apply Now Button.

We regret that only shortlisted candidates will be notified.

Email resume to ken.ng@peopleprofilers.com

People Profilers Pte Ltd, 20 Cecil Street, #08-09, PLUS Building, Singapore 049705.

Tel : 6950 9724

http : / / www.peopleprofilers.com

EA License Number : 02C4944

Registration Number : R1872398

Posting Personnel : Ng Jwee Ken

Ref : 7XYW377X

Tell employers what skills you have

Asset Management

Due Diligence

Risk Assessment

Regulatory Compliance

Know Your Client - KYC

Risk Management

Securities

Compliance

Banking

AML

Regulatory Requirements

Know Your Customer

KYC

Screening

Audit

Financial Services