Your new company
Join a dynamic and innovative financial firm that is at the forefront of global markets. With a strong commitment to technology and transparency, this organisation plays a vital role in enhancing market efficiency across a wide range of asset classes and geographies. You’ll be part of a team that values expertise, collaboration, and continuous improvement.
Your new role
As a Compliance Officer in the team, you will be a key player in shaping the compliance function through innovation and analytical thinking. You’ll work closely with business units to provide strategic advice, conduct surveillance and lead investigations, all while developing sustainable solutions. This role offers a unique opportunity to engage with senior stakeholders, regulators and external partners making you the face of the compliance team. If you thrive in a fast-paced environment and enjoy solving complex problems with autonomy and creativity, this is the role for you.
What you'll need to succeed
In order for you to be successful in this position you will have :
A Bachelor’s Degree in Finance or equivalent; Post-Graduate Degrees is a plus
At least 4 years of experience in financial services firms such as Capital Markets, Regulated Market Operators, HFT Firms etc.
Knowledge of broker-dealer regulation and capital markets regulations (SFC, ASIC, MAS) is advantageous
Strong communication and interpersonal skills
Self-starter with the ability to work independently and collaboratively
Familiarity with a wide range of financial instruments and trading environments
What you'll get in return
In return for your dedication and hard work, you will be rewarded with : Opportunity to work in a globally recognized financial firm
Exposure to cutting-edge technology and innovative compliance practices
Collaborative and flat organizational structure
Professional growth through diverse responsibilities and stakeholder engagement
Competitive compensation and benefits package
Compliance Officer • Singapore