Regulatory Compliance Manager (RT) - D09 Cairnhill, Orchard, River Valley, SG

Roles & Responsibilities

Role Overview :

The Regulatory Compliance Officer will be supporting the Chief Compliance Officer (CCO) in managing the Bank’s compliance program. This role provides end-to-end regulatory compliance oversight, with a focus on MAS-regulated activities under the Banking Act, Securities and Futures Act (SFA), and Financial Advisers Act (FAA) . The officer will act as an in-house regulatory advisor, perform second-line monitoring and testing, and drive proactive engagement with regulators, ensuring the Bank operates with full compliance and integrity.

Key Responsibilities

Regulatory Oversight & Advisory

• Serve as an in-house regulatory compliance specialist, providing advice on the Bank’s activities under MAS regulations, including the Banking Act, SFA, and FAA.
• Review new regulatory developments, assess business impact, and provide timely guidance to senior management and business units.
• Act as the control function for MAS-regulated capital markets products and other licensed activities.

Policy, Controls & Monitoring

Regulatory Liaison & Reporting

Risk Management & Compliance Reviews

Training & Awareness

Requirements

Interested candidates are encouraged to submit their resumes along with a cover letter outlining their relevant experience and achievements to apply79@talentvis.com or click apply now!

Talentvis Singapore Pte Ltd | EA License No : 04C3537

EA Personnel Name : Reggie Tiongson | EA Personnel No : R1324767

Tell employers what skills you have

Management Skills

Regulatory Compliance

Strong Attention To Detail

regulatory compliance risk

Corporate Banking

Risk Management

Securities

Internal Controls

Capital Markets

Compliance

Audits

Banking Reports

Banking

AML

Regulatory Requirements

Stakeholder Management

Regulatory Submissions

Financial Services

Banking Law