Senior Regulatory Compliance Officer – Compliance Monitoring & Regulatory Reporting

Roles & Responsibilities

Job Summary

Join as a Senior Regulatory Compliance Officer to support the bank’s regulatory compliance framework across operations, reporting, monitoring, liaison, and policy review, ensuring alignment with Singapore regulations and internal policies.

Responsibilities

• Monitor and track compliance with applicable laws, regulations, and internal policies to ensure adherence and timely escalation of issues
• Conduct periodic reviews of compliance processes to identify gaps and recommend corrective actions for continuous improvement
• Maintain accurate compliance records and prepare regulatory reports, ensuring timely and accurate submission to regulators
• Collaborate with internal stakeholders to verify data accuracy and completeness for regulatory reporting
• Perform ongoing compliance monitoring and surveillance to identify potential risks, breaches, or control gaps
• Prepare monitoring reports and follow up on remediation actions to mitigate compliance risks
• Support regulatory liaison activities, including engagement with local regulatory bodies such as SDIC, and coordinate with Head Office on regulatory matters
• Assist in reviewing and updating compliance policies and procedures to reflect regulatory changes and Head Office requirements
• Support implementation of regulatory and compliance requirements bank-wide
• Contribute to operational risk, business continuity management, and third-party management workstreams
• Undertake other compliance-related and ad-hoc duties as assigned by the Head of Compliance

Required competencies and certifications

• Bachelor’s degree in Finance, Risk Management, Business Administration, Compliance, or related discipline
• Minimum 3 years of relevant experience in regulatory compliance, compliance monitoring, internal/external audit, or related functions within banking or financial services
• Proficiency in English and Mandarin (listening, speaking, reading, writing) to communicate effectively with Head Office and Chinese-speaking stakeholders

Preferred competencies and qualifications

• Experience in regulatory reporting, compliance monitoring, or regulatory liaison within the banking or financial services industry
• Strong understanding of Singapore banking regulatory requirements and compliance practices
• Strong analytical, review, and report-writing skills with attention to detail
• Strong communication and stakeholder management skills

Tell employers what skills you have

Compliance Procedures
Regulatory Compliance
Gap Analysis
Risk Management
Securities
Regulations
Risk and Compliance Reporting
Compliance Policy
Compliance Issues
Risk and Regulatory
Banking
Continuous Improvement Techniques
Legal Compliance
Regulatory Submissions
Banking Law