Senior Vice President, Compliance Consulting, Singapore - D01 Cecil, Marina, People’s Park, Raffles Place, SG

Roles & Responsibilities

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. As a Senior Vice President, you will embody drive, embrace change and take risks. You will be innovative and solve problems in our Compliance Consulting business.

RESPONSIBILITIES :

• Managing a portfolio of clients regulated by the MAS, and other global financial services regulators
• Managing a team of consultants, each with own client base
• Preparing compliance and operational policies and procedures
• Setting up the regulatory and governance infrastructure and assisting ongoing monitoring
• Undertaking periodic monitoring reviews at client premises
• Reporting on findings and providing recommendations for procedural improvements to meet regulatory and best practice requirements
• Managing regulatory filing and reporting schedules
• Providing ad hoc regulatory advice and creative solutions
• Updating clients on regulatory change
• Networking and relationship building with industry professionals and industry bodies
• Business development with potential clients

REQUIREMENTS :

In order to be considered for a position at Kroll, you must formally apply via careers.Kroll.jobs

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

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Asset Management

Regulatory Compliance

ACCA

CPA

Compliance

Authorization

Team Leadership

Networking

Consulting

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Regulatory Requirements

Business Development

Financial Services