Compliance Officer

Roles & Responsibilities

• Competent & well-versed in the Guidelines for Client Onboarding & Data Maintenance
• CDD Guidelines & Documentation requirement guidelines on documentations to be procured as part of Due Diligence checks (for Individual & Corporate)
• Competent & well-versed in different Corporate entity structures & corresponding documentation requirements and account structuring knowledge
• Documentation review for client onboarding and static data maintenance and transactions documents.
• Coordination & stakeholder management skills to reach out to different stakeholders e.g. COO, KYC, L&C, FCSS etc particularly for complex account document review cases
• Track, monitor and escalate all accounts / transactions with documentation deficiencies and exception approved for management attention and appropriate action.
• Monitor and ensure all business requests pertaining to documentation are attended to promptly and processed as per agreed SLA.
• Generate and follow through with various reports (eg : daily & exception reporting, aging etc.)
• To support and deliver team KPI and objectives.

Handling various duties & ad-hoc project assigned to the team.

Thanks, and Best Regards

Lini

Recruitment Consultant

R22108463

Tell employers what skills you have

Microsoft Excel

Due Diligence

Risk Assessment

Data Analysis

Analytical Skills

Private Banking

Adaptability

Writing

Banking

AML

Microsoft Word

Regulatory Requirements

KYC

Benchmarking

Screening