Talent.com
This job offer is not available in your country.
Regulatory Compliance Manager (RT) - TALENTVIS SINGAPORE PTE. LTD.

Regulatory Compliance Manager (RT) - TALENTVIS SINGAPORE PTE. LTD.

TALENTVIS SINGAPORE PTE. LTD.D09 Cairnhill, Orchard, River Valley, SG
5 days ago
Job description

Roles & Responsibilities

Role Overview :

The Regulatory Compliance Officer will be supporting the Chief Compliance Officer (CCO) in managing the Bank’s compliance program. This role provides end-to-end regulatory compliance oversight, with a focus on MAS-regulated activities under the Banking Act, Securities and Futures Act (SFA), and Financial Advisers Act (FAA) . The officer will act as an in-house regulatory advisor, perform second-line monitoring and testing, and drive proactive engagement with regulators, ensuring the Bank operates with full compliance and integrity.

Key Responsibilities

Regulatory Oversight & Advisory

  • Serve as an in-house regulatory compliance specialist, providing advice on the Bank’s activities under MAS regulations, including the Banking Act, SFA, and FAA.
  • Review new regulatory developments, assess business impact, and provide timely guidance to senior management and business units.
  • Act as the control function for MAS-regulated capital markets products and other licensed activities.

Policy, Controls & Monitoring

  • Develop and implement compliance policies, internal controls, and monitoring frameworks in alignment with MAS requirements.
  • Conduct second-line testing across key compliance risk areas, including transaction monitoring, business conduct, and governance controls.
  • Oversee the Bank’s third-party risk management control function , ensuring service providers meet regulatory expectations.
  • Regulatory Liaison & Reporting

  • Prepare, review, and submit all MAS-related regulatory notifications, reports, and filings under the SFA / FAA.
  • Support the CCO as a key contact with MAS and other regulators during inspections, audits, and queries.
  • Maintain comprehensive records of all regulatory submissions and interactions.
  • Risk Management & Compliance Reviews

  • Conduct thematic reviews and compliance risk assessments, identifying control gaps and recommending remedial actions.
  • Monitor branch operations to ensure effective compliance with AML / CTF obligations and market conduct standards.
  • Escalate significant compliance issues to management and ensure timely resolution.
  • Training & Awareness

  • Deliver training and compliance awareness sessions to reinforce regulatory requirements across business units.
  • Provide advisory support to internal stakeholders on governance and compliance best practices.
  • Requirements

  • Bachelor’s degree in Law, Finance, Business, or related field.
  • Minimum 5 years of compliance or advisory experience in banking and financial services, including exposure to corporate / wholesale banking and capital markets.
  • Strong working knowledge of MAS regulations, including the Banking Act, SFA, and FAA , as well as AML / CTF frameworks.
  • Proven experience in regulatory submissions, control testing, and third-party risk management .
  • Strong communication and stakeholder management skills, with prior experience engaging directly with regulators.
  • Excellent analytical and problem-solving skills, with strong attention to detail.
  • Professional certifications such as CAMS, ICA, or equivalent will be advantageous.
  • Interested candidates are encouraged to submit their resumes along with a cover letter outlining their relevant experience and achievements to apply79@talentvis.com or click apply now!

  • We regret to inform that only shortlisted candidates would be notified
  • Talentvis Singapore Pte Ltd | EA License No : 04C3537

    EA Personnel Name : Reggie Tiongson | EA Personnel No : R1324767

    Tell employers what skills you have

    Management Skills

    Regulatory Compliance

    Strong Attention To Detail

    regulatory compliance risk

    Corporate Banking

    Risk Management

    Securities

    Internal Controls

    Capital Markets

    Compliance

    Audits

    Banking Reports

    Banking

    AML

    Regulatory Requirements

    Stakeholder Management

    Regulatory Submissions

    Financial Services

    Banking Law

    Create a job alert for this search

    Compliance Singapore • D09 Cairnhill, Orchard, River Valley, SG

    Related jobs
    • Promoted
    Regulatory Compliance Officer (RT) - D09 Cairnhill, Orchard, River Valley, SG

    Regulatory Compliance Officer (RT) - D09 Cairnhill, Orchard, River Valley, SG

    TALENTVIS SINGAPORE PTE. LTD.D09 Cairnhill, Orchard, River Valley, SG
    Key Responsibilities and Functions : .Compliance Policy Implementation and Regulatory Adherence.Ensure the bank adheres to all relevant regulatory requirements, including Corporate Banking, Financial...Show moreLast updated: 9 days ago
    • Promoted
    Regulatory Liaison & Global Markets Compliance Officer - D01 Cecil, Marina, People’s Park, Raffles Place, SG

    Regulatory Liaison & Global Markets Compliance Officer - D01 Cecil, Marina, People’s Park, Raffles Place, SG

    SCHONFELD STRATEGIC ADVISORS (SINGAPORE) PTE. LTD.D01 Cecil, Marina, People’s Park, Raffles Place, SG
    We are seeking to hire an exceptional Compliance Officer to join our Singapore office.This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles ...Show moreLast updated: 4 days ago
    • Promoted
    Senior Regulatory Compliance Officer - MOOLAHGO PTE. LTD.

    Senior Regulatory Compliance Officer - MOOLAHGO PTE. LTD.

    MOOLAHGO PTE. LTD.Islandwide, SG
    Moolahgo Pte Ltd, a licensed Major Payment Institution under the Singapore.Senior Regulatory Compliance Officer to lead and strengthen our compliance framework. The role is critical to ensuring that...Show moreLast updated: 6 days ago
    • Promoted
    Senior Compliance Manager - DRAKE INTERNATIONAL (SINGAPORE) LIMITED

    Senior Compliance Manager - DRAKE INTERNATIONAL (SINGAPORE) LIMITED

    DRAKE INTERNATIONAL (SINGAPORE) LIMITEDD01 Cecil, Marina, People’s Park, Raffles Place, SG
    My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to our customers. We are seeking a Senior Compliance Man...Show moreLast updated: 4 days ago
    • Promoted
    Ethics and Compliance Lead - TAKEDA PHARMACEUTICALS INTERNATIONAL AG Singapore Branch

    Ethics and Compliance Lead - TAKEDA PHARMACEUTICALS INTERNATIONAL AG Singapore Branch

    TAKEDA PHARMACEUTICALS INTERNATIONAL AG Singapore BranchD01 Cecil, Marina, People’s Park, Raffles Place, SG
    The Ethics & Compliance (E&C) Lead plays a pivotal role in supporting the implementation, monitoring, and continuous improvement of the E&C Program across the GEM region.This role focus...Show moreLast updated: 4 days ago
    • Promoted
    Senior Regulatory Compliance Officer

    Senior Regulatory Compliance Officer

    MOOLAHGO PTE. LTD.Islandwide, SG
    Moolahgo Pte Ltd, a licensed Major Payment Institution under the Singapore.Senior Regulatory Compliance Officer to lead and strengthen our compliance framework. The role is critical to ensuring that...Show moreLast updated: 6 days ago
    • Promoted
    Regulatory Compliance Officer

    Regulatory Compliance Officer

    MICHAEL PAGE INTERNATIONAL PTE LTDIslandwide, SG
    Join a global investment firm with a strong compliance culture.Gain regional experience in legal & compliance.A leading global investment firm with a strong footprint across Asia-Pacific, known...Show moreLast updated: 1 day ago
    • Promoted
    Compliance Manager – Global Fund House - BEATHCHAPMAN (PTE. LTD.)

    Compliance Manager – Global Fund House - BEATHCHAPMAN (PTE. LTD.)

    BEATHCHAPMAN (PTE. LTD.)D02 Anson, Tanjong Pagar, SG
    My Client is a global fund house and we are looking for a Compliance Manager for the Singapore office.This is a new headcount in the business with growth potential to take on a regional portfolio w...Show moreLast updated: 6 days ago
    • Promoted
    Senior Compliance Manager

    Senior Compliance Manager

    DRAKE INTERNATIONAL (SINGAPORE) LIMITEDD01 Cecil, Marina, People’s Park, Raffles Place, SG
    My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to our customers. We are seeking a Senior Compliance Man...Show moreLast updated: 4 days ago
    • Promoted
    Senior Compliance Manager - Fund Management - DRAKE INTERNATIONAL (SINGAPORE) LIMITED

    Senior Compliance Manager - Fund Management - DRAKE INTERNATIONAL (SINGAPORE) LIMITED

    DRAKE INTERNATIONAL (SINGAPORE) LIMITEDD01 Cecil, Marina, People’s Park, Raffles Place, SG
    My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to our customers. We are seeking a Senior Compliance Man...Show moreLast updated: 18 days ago
    • Promoted
    Manager / Senior Manager, Regulation and Compliance (RD)

    Manager / Senior Manager, Regulation and Compliance (RD)

    SKILLSFUTURE SINGAPORE AGENCYD14 Geylang, Eunos, SG
    As a Manager / Senior Manager in the Regulation Division, you will be instrumental in upholding the standards of Singapore's education and training ecosystem. Your role will ensure that Training Pro...Show moreLast updated: 30+ days ago
    • Promoted
    Risk & Compliance Manager - MANDAI NATURE INTERNATIONAL LTD.

    Risk & Compliance Manager - MANDAI NATURE INTERNATIONAL LTD.

    MANDAI NATURE INTERNATIONAL LTD.D25 Kranji, Woodgrove, Woodlands, SG
    The Risk & Compliance Manager will actively drive the implementation of the company's Risk Management Framework to support business and strategic goals, including adherence to essential legisla...Show moreLast updated: 10 days ago
    • Promoted
    Risk & Compliance Manager - EXCLUSIVE NETWORKS ASIA PTE. LTD.

    Risk & Compliance Manager - EXCLUSIVE NETWORKS ASIA PTE. LTD.

    EXCLUSIVE NETWORKS ASIA PTE. LTD.D12 Balestier, Serangoon, Toa Payoh, SG
    Exclusive Networks is a value-added service and technology (VAST) group, that accelerates market entry and growth for innovative cybersecurity, network, cloud and infrastructure technologies around...Show moreLast updated: 9 days ago
    • Promoted
    Regulatory Liaison & Global Markets Compliance Officer

    Regulatory Liaison & Global Markets Compliance Officer

    SCHONFELD STRATEGIC ADVISORS (SINGAPORE) PTE. LTD.D01 Cecil, Marina, People’s Park, Raffles Place, SG
    We are seeking to hire an exceptional Compliance Officer to join our Singapore office.This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles ...Show moreLast updated: 4 days ago
    • Promoted
    Regulatory Compliance Officer (RT)

    Regulatory Compliance Officer (RT)

    TALENTVIS SINGAPORE PTE. LTD.D09 Cairnhill, Orchard, River Valley, SG
    Key Responsibilities and Functions : .Compliance Policy Implementation and Regulatory Adherence.Ensure the bank adheres to all relevant regulatory requirements, including Corporate Banking, Financial...Show moreLast updated: 9 days ago
    • Promoted
    Manager / Senior Manager, Regulation and Compliance (RD) - D14 Geylang, Eunos, SG

    Manager / Senior Manager, Regulation and Compliance (RD) - D14 Geylang, Eunos, SG

    SKILLSFUTURE SINGAPORE AGENCYD14 Geylang, Eunos, SG
    As a Manager / Senior Manager in the Regulation Division, you will be instrumental in upholding the standards of Singapore's education and training ecosystem. Your role will ensure that Training Pro...Show moreLast updated: 18 days ago
    • Promoted
    Trade Compliance Specialist - INGRASYS (SINGAPORE) PTE. LTD.

    Trade Compliance Specialist - INGRASYS (SINGAPORE) PTE. LTD.

    INGRASYS (SINGAPORE) PTE. LTD.D13 Macpherson, Braddell, SG
    Preparing and filing compliance reports.Assessing and responding to client concerns.Consulting with internal / external legal department and advising leadership and management on compliance matters.C...Show moreLast updated: 5 days ago
    • Promoted
    Regulatory Affairs & QMS Manager

    Regulatory Affairs & QMS Manager

    SEARCH STAFFING SERVICES PTE. LTD.D14 Geylang, Eunos, SG
    Our client is an exciting American medical devices startup in the field of pregnancy assisted birthing instruments.The company is rapidly expanding its operations here in Singapore and is looking f...Show moreLast updated: 3 days ago
    • Promoted
    Regulatory Compliance Officer - MICHAEL PAGE INTERNATIONAL PTE LTD

    Regulatory Compliance Officer - MICHAEL PAGE INTERNATIONAL PTE LTD

    MICHAEL PAGE INTERNATIONAL PTE LTDIslandwide, SG
    Join a global investment firm with a strong compliance culture.Gain regional experience in legal & compliance.A leading global investment firm with a strong footprint across Asia-Pacific, known...Show moreLast updated: 1 day ago
    • Promoted
    Regulatory Compliance Officer

    Regulatory Compliance Officer

    TALENTVIS SINGAPORE PTE. LTD.Islandwide, SG
    In charge of all regulatory developments and advisory matters (Banking Act, SFA, FAA).Business control line for the Branch's MAS-regulated activities (Capital Market Products).Second line testing o...Show moreLast updated: 6 days ago