Roles & Responsibilities
Role Overview :
The Regulatory Compliance Officer will be supporting the Chief Compliance Officer (CCO) in managing the Bank’s compliance program. This role provides end-to-end regulatory compliance oversight, with a focus on MAS-regulated activities under the Banking Act, Securities and Futures Act (SFA), and Financial Advisers Act (FAA) . The officer will act as an in-house regulatory advisor, perform second-line monitoring and testing, and drive proactive engagement with regulators, ensuring the Bank operates with full compliance and integrity.
Key Responsibilities
Regulatory Oversight & Advisory
- Serve as an in-house regulatory compliance specialist, providing advice on the Bank’s activities under MAS regulations, including the Banking Act, SFA, and FAA.
- Review new regulatory developments, assess business impact, and provide timely guidance to senior management and business units.
- Act as the control function for MAS-regulated capital markets products and other licensed activities.
Policy, Controls & Monitoring
Develop and implement compliance policies, internal controls, and monitoring frameworks in alignment with MAS requirements.Conduct second-line testing across key compliance risk areas, including transaction monitoring, business conduct, and governance controls.Oversee the Bank’s third-party risk management control function , ensuring service providers meet regulatory expectations.Regulatory Liaison & Reporting
Prepare, review, and submit all MAS-related regulatory notifications, reports, and filings under the SFA / FAA.Support the CCO as a key contact with MAS and other regulators during inspections, audits, and queries.Maintain comprehensive records of all regulatory submissions and interactions.Risk Management & Compliance Reviews
Conduct thematic reviews and compliance risk assessments, identifying control gaps and recommending remedial actions.Monitor branch operations to ensure effective compliance with AML / CTF obligations and market conduct standards.Escalate significant compliance issues to management and ensure timely resolution.Training & Awareness
Deliver training and compliance awareness sessions to reinforce regulatory requirements across business units.Provide advisory support to internal stakeholders on governance and compliance best practices.Requirements
Bachelor’s degree in Law, Finance, Business, or related field.Minimum 5 years of compliance or advisory experience in banking and financial services, including exposure to corporate / wholesale banking and capital markets.Strong working knowledge of MAS regulations, including the Banking Act, SFA, and FAA , as well as AML / CTF frameworks.Proven experience in regulatory submissions, control testing, and third-party risk management .Strong communication and stakeholder management skills, with prior experience engaging directly with regulators.Excellent analytical and problem-solving skills, with strong attention to detail.Professional certifications such as CAMS, ICA, or equivalent will be advantageous.Interested candidates are encouraged to submit their resumes along with a cover letter outlining their relevant experience and achievements to apply79@talentvis.com or click apply now!
We regret to inform that only shortlisted candidates would be notifiedTalentvis Singapore Pte Ltd | EA License No : 04C3537
EA Personnel Name : Reggie Tiongson | EA Personnel No : R1324767
Tell employers what skills you have
Management Skills
Regulatory Compliance
Strong Attention To Detail
regulatory compliance risk
Corporate Banking
Risk Management
Securities
Internal Controls
Capital Markets
Compliance
Audits
Banking Reports
Banking
AML
Regulatory Requirements
Stakeholder Management
Regulatory Submissions
Financial Services
Banking Law