Senior Compliance Executive

Roles & Responsibilities

Regulatory Compliance

• Ensure the company adheres to all relevant laws and regulations, including the Pawnbroking Act , the Precious Stones and Precious Metals (Prevention of Money Laundering and Terrorism Financing) Act (PSPM Act), MAS AML / CFT standards, the Personal Data Protection Act (PDPA), sustainability mandates, and the Secondhand Goods Dealer’s Act.
• Keep up to date with legislative or regulatory changes and implement necessary updates to company policies.
• Oversee AML / CFT initiatives, including customer due diligence (CDD), enhanced due diligence (EDD), and ongoing transaction monitoring.
• Prepare, review, and submit regulatory reports, manage Suspicious Transaction Reports (STRs), and coordinate with authorities as required.
• Maintain accurate compliance records and documentation in line with regulatory and company standards.
• Develop and maintain compliance frameworks tailored to applicable regulations.

Internal Audit and Control Oversight

Policies, Training, and Governance

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External Audit

Quality Control

Due Diligence

Risk Management

Audits

Accountability

Prevention

Systems Design

Regulatory Requirements

Financial Reporting