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6 Months Securities Settlement Officer (Banking) #EEF
RECRUIT EXPRESS PTE LTDD09 Cairnhill, Orchard, River Valley, SG8 days ago
Job descriptionClose liaison and coordination with various parties including Front Office, internal departments, custodians and counterparties Proficient in managing daily request for security transfer from initiation of request to completion Timely and accurate processing of security transfer request Effective management and resolution of failed transfers Adherence to procedures, control guidelines, market regulation and compliance framework Provide seamless, efficient and value added services to front office Effective management of stock and cash breaks Perform end of day control checks Ensure any exception handling is as per exception handling framework Ensure all queries from Business is resolved within expected timeframe or escalated to the correct parties Identify control gaps and work with team to review process efficiency and deliver improvements Participate in projects as and when required
Roles & Responsibilities
Pre-processing check for all transfers and co-ordinate Portfolio Transfers
- Ensure all relevant approval is obtained and instruction provided by Business adheres to client’s signing mandate and procedure
- For transfers of portfolio, co-ordinate with various teams to ensure smooth transition of client assets as well as Portfolio transfers via Letter of Undertaking
- Escalate any deviation to procedure
Securities Transfers
Control
Query Management
Change Management
Elsa Fontanne (CEI No. R24124496)
Email Address : elsa@recruitexpress.com.sg
Recruitment Consultant
Recruit Express Pte Ltd / EA Licence No : 99C4599
We regret only shortlisted candidates will be contacted
Tell employers what skills you have
Front Office
Securities Investment
Change Management
Securities
Compliance
Securities Offerings
Securities Regulation
Securities Lending
Securities Litigation
Securities Law
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