Associate Director / VP – FICC Compliance, Global Investment Bank

Roles & Responsibilities

The Role

My client is a global Investment Bank and we are looking for a FICC Compliance candidate to join the team in Singapore. You will be given exposure across their Trading products, and will be overseeing the firm’s compliance with relevant regulations and industry standards.

Responsibilities :

• Monitor and analyze regulatory changes (e.g., Dodd-Frank, MiFID II, EMIR, etc.) and assess their impact on FICC trading activities, ensuring the firm’s adherence to compliance requirements.
• Perform regular surveillance of FICC trading activities to detect any potential breaches of internal policies, market abuse, or misconduct. Conduct periodic audits to ensure adherence to both internal policies and external regulations.
• Identify and evaluate compliance risks related to FICC products (fixed income, foreign exchange, commodities, and derivatives). Develop and implement strategies to mitigate these risks.
• Provide guidance to business units, including front office traders, on compliance issues related to trading strategies, products, and market behaviour. Work closely with FICC trading desks to ensure that new products and strategies comply with all regulatory requirements.
• Conduct training sessions and awareness campaigns to ensure that all relevant stakeholders (traders, portfolio managers, etc.) understand the regulatory and compliance requirements specific to FICC markets.

Requirements :

Take charge of this opportunity to welcome a new career challenge in 2025

EA Personnel No R1985201

BeathChapman Pte Ltd

Licence No 16S8112

Tell employers what skills you have

Front Office

Management Skills

Derivatives

Risk Management

Surveillance

Compliance

Trading Strategies

Audits

Financial Analysis

Foreign Exchange

Fixed Income

Regulatory Requirements

Business Development