Compliance Specialist (Transaction Monitoring) Up to $5K! HSW

Roles & Responsibilities

Responsibilities

• Undertake the investigation and assessment of transaction monitoring alerts. Collaborate with relevant departments to evaluate and address potential issues identified through transaction monitoring. Ensure that all reviews and investigation conclusions are adequately documented
• Perform trade surveillance checks across various asset classes, including but not limited to equities, derivatives, and cryptocurrency transactions. Ensure that all reviews and investigation conclusions are properly documented
• Contribute to the design and development of systems to enhance surveillance coverage. Communicate with the product team to ensure the system functions as designed and developed
• Stay informed of regulatory updates that may impact the surveillance program, and continuously seek ways to enhance the program to ensure it remains relevant and up-to-date
• Develop and update compliance policies and procedures. Ensure that policies and procedures are aligned with changes in local laws and regulations
• Facilitate effective internal collaboration. Serve as a liaison between compliance and other departments to foster a coordinated approach to compliance. Work collaboratively with legal, risk management, and other teams to address compliance-related concerns and implement corrective actions
• Respond to regulatory requests from regulators and upstream providers
• Participate in ad hoc projects and tasks as assigned, ensuring the effective completion of all responsibilities

Requirements

HOW TO APPLY :

Interested applicants, kindly send your resume in MS WORD format or please click on “Apply Now”.

We regret only shortlisted candidates will be notified.

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Trust Recruit Pte Ltd

EA License No : 19C9950

EA Personnel : Hong Sze Wai (Sharon)

EA Personnel Reg No : R25128240

Tell employers what skills you have

Derivatives

Work Well Independently

Investigation

Upstream

Risk Management

Surveillance

MS Word

Compliance

Team Player

Cryptocurrency

Equities