Compliance Executive

Roles & Responsibilities

We are seeking a highly organized and detail-oriented individual to join our team as a Compliance Executive for KYC (Know Your Customer) Junior Executive. The ideal candidate will be responsible for ensuring compliance with regulatory requirements by conducting thorough due diligence on new and existing clients. This role requires excellent communication skills, meticulous attention to detail, and the ability to work effectively in a fast-paced environment.

Responsibilities :

• Conduct comprehensive KYC checks on new clients, ensuring compliance with regulatory standards and internal policies.
• Review and analyze client documentation, including identification, incorporation documents, and beneficial ownership information.
• Verify the accuracy and completeness of client information through various research methods, including online databases and public records.
• Communicate with clients to collect necessary documentation and resolve any discrepancies or missing information.
• Maintain accurate records of all KYC-related activities and documentation in accordance with company policies and regulatory requirements.
• Collaborate with internal stakeholders, including compliance, legal, and relationship management teams, to address KYC-related issues and escalate potential risks.
• Stay up-to-date on changes to regulatory requirements and industry best practices related to KYC procedures.
• Assist in the development and implementation of KYC policies, procedures, and training programs for staff members.

Qualifications :

Interested candidates are invited to submit their resume detailing their relevant experience and qualifications for this position. Shortlisted candidates will be contacted for further assessment.

Tell employers what skills you have

Excellent Communication Skills

Due Diligence

Analytical Skills

Ability To Work Independently

Relationship Management

Administration

MS Office

Compliance

Attention to Detail

AML

Regulatory Requirements

KYC

Databases

Financial Services