Roles & Responsibilities
Responsibilities
- Ensuring all regulatory reporting BAU and projects are met on time and to the highest standard.
- Create SOPs and prepare documentation of operational processes.
- Involvement in RCSA, EUC & incident reporting
- Co-ordinate with Middle Office, Front office operations and IT systems to perform remediation of issues identified in Regulatory Reporting
- Prepare daily / weekly / monthly status reports for regulatory remediation items and keep track of remediated trades.
- Escalate issues / red flags identified, which may result in late or incorrect regulatory submission to senior management for resolution and remediation.
- Participate in IT system enhancement and support process improvement projects.
Skills / Requirement
4+ years of operations experience in the banking and financial sector with transaction regulatory reporting focus.Understanding of MAS and HKMA Trade and Transaction reporting is added advantage.Understanding of OTC Derivatives FX, IR Linear and Non-Linear trades, Credit Derivatives & Equity DerivativesProficient with MS products : high level Excel, intermediate VBA / Macros with Python skills an advantageInterest in data analysis, process automation, big data or non-technical process efficiencies is an advantageWe regret to inform you that only shortlisted candidates will be contacted.
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Tell employers what skills you have
Front Office
Process Automation
Remediation
Microsoft Excel
Derivatives
Middle Office
Data Analysis
Big Data
Process Improvement
Outsourcing
Financial Markets
Credit Derivatives
Python
Equity Derivatives
Banking